Phillip Goldstein
Phillip Goldstein has made 1 open-market purchase worth $29k since Oct 13, 2026, in 1 company. The latest: $29k of SWZ, filed Oct 13, 2026, scored 30 out of 100.
Director, Total Return Securities Fund
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Purchases
| Filed | Stock | Stake | Score | Bought | 1 week | 1 month |
|---|---|---|---|---|---|---|
| Oct 13 Form 4 (opens sec.gov) |
SWZTotal Return Securities Fund · DirectorDirector · 2 insiders buying · Near 52-week low | +4% stake | 30 | $29k 5,000 at $5.73 |
+1.6% | waiting |
Track record (hypothetical): a week after the filing, these buys averaged +1.6% (100% up, 1 measured).
Questions
What stock has Phillip Goldstein bought?
SWZ (Total Return Securities Fund), all on the open market and reported on SEC Form 4.
When did Phillip Goldstein last buy?
Oct 13, 2026: 5,000 shares of SWZ at $5.73, $29k in all (Form 4 (opens sec.gov)).
Has Phillip Goldstein filed a notice of a planned sale?
Not in the filings on record. A Form 144 is the notice an insider must file before selling restricted or control shares, and it lands on EDGAR before the sale is reported.
Is Phillip Goldstein a routine or an opportunistic buyer?
There isn't enough history to say yet.
Data as of Oct 13, 2026, from SEC EDGAR Form 4 filings: open-market purchases (code P) of $25,000 or more, and open-market sales. Every row links to its filing. Scores summarise what a filing says (how the score works); outcomes are hypothetical, from the first close after the filing, and past results don't predict future ones. Disclaimer